Our Process

When you work with us, you’ll go through a holistic, process driven approach. It starts with helping to identify what’s important to you, formulate your goals, and develop a plan that seeks to have you achieve them.

Our client’s plans often include:

- Long-term asset allocation reflective of each client’s individual risk tolerance
- Access to innovative investment ideas and opportunities
- Customized investment strategies
- Wealth preservation, trust and estate strategies, and insurance services

 

  • Initial Interview
    • Identify your goals, values, dreams, special concerns and challenges
  • Fact Finding
  • Analyze Information & Create Your Financial Strategy
    • Determine Risk Tolerance
    • Analyze current investment portfolio
    • Develop asset allocation strategy
    • Portfolio construction
  • Preset Strategy & Make Recommendations
    • In-person or virtual meeting to present recommended investment strategy
    • Asset protection Strategy
  • Implementation Strategy
    • Open new accounts
    • Transfer exisiting assets
    • Conduct trades to execute agreed-upon investment strategy
  • Review & Update Progress
    • In-person or virtual meeting to discuss
    • First statements
    • Organization of paperwork
    • Set up online account
    • Schedule future meeting

 

Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck